Christopher F. Brogdon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Freeman Brogdon was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1972. Christopher had worked at 4 firms and has passed the PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1982 - March 11, 1986
HARBOR TOWN SECURITIES CORPORATION
February 24, 1978 - February 19, 1991
MORGAN STANLEY DW INC.
August 26, 1974 - February 24, 1978
REYNOLDS SECURITIES, INC.
December 26, 1972 - August 17, 1974
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 2/6/1979
AMEX Put and Call ExamSeries 1
Date: 12/13/1972
Registered Representative ExaminationCurrent Firm
HARBOR TOWN SECURITIES CORPORATION
CRD#: 6755 / SEC#: , 8-18130
Contact information
Documents
Red Flags
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