John C. Mccord

CARDINAL POINT WEALTH MANAGEMENT

TORONTO, ON, M8X 2X3

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CRD#: 3134630

Professional summary

John Cragin Mccord JR, CFP®, who also goes by John C Mccord Jr, is a registered financial advisor currently at CARDINAL POINT WEALTH MANAGEMENT .

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John C Mccord Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CARDINAL POINT WEALTH MANAGEMENT, LLC; INVESTMENT ADVISOR & LLC MEMBER; IRVINE, CA; INVESTMENT RELATED 2. CARDINAL POINT CAPITAL MANAGEMENT INC; INVESTMENT ADVISOR & OWNER; VANCOUVER, BC, CANADA; INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cragin Mccord JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

May 30, 2013 - Present

CARDINAL POINT WEALTH MANAGEMENT

Office #1: 3280 Bloor Street West, Centre Tower Suite 500, Toronto, On, M8X 2X3

RIA

CRD#: 140619

TORONTO, ON,

Past

November 1, 2021 - October 12, 2022

CARDINAL POINT WEALTH MANAGEMENT

RIA

CRD#: 316266

IRVINE, CA

Past

February 9, 2011 - November 1, 2021

CARDINAL POINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 151579

IRVINE, CA

Past

June 25, 2009 - January 21, 2011

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

June 7, 2006 - January 21, 2011

E*TRADE SECURITIES LLC

CRD#: 29106

LOS ANGELES, CA

Past

March 19, 2002 - March 16, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

March 15, 2002 - March 16, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 28, 2000 - January 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDINAL POINT WEALTH MANAGEMENT

CRD#: 140619 / SEC#: 801-66719

RIA

Registered Investment Advisory firm - (5/23/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/26/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/26/2000

General Securities Representative Examination

Current Firm

CARDINAL POINT WEALTH MANAGEMENT

CRD#: 140619 / SEC#: 801-66719

RIA

Registered Investment Advisory firm - (5/23/2006 Approved)

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Contact information

Main Address

3280 Bloor Street West, Centre Tower Suite 500, Toronto, On, M8X 2X3

Mailing Address

Phone number

(866) 213-2036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,951
AUM (Assets Under Management)	$ 3,982,682,392

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2025	Cover Page	Report
09/19/2025	Cover Page	Report
11/07/2024	Cover Page	Report
01/30/2024	Cover Page	Report
03/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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John C. Mccord

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cragin Mccord JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDINAL POINT WEALTH MANAGEMENT

CARDINAL POINT WEALTH MANAGEMENT, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CARDINAL POINT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2009

Series 31

Date: 8/26/2003

Series 7

Date: 6/26/2000

Current Firm

CARDINAL POINT WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARDINAL POINT WEALTH MANAGEMENT

TRUST BUT VERIFY

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