KF
Kimberly M. Foster
LFA
St. Cloud, MN 56301
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CRD#: 3134613
KF
Professional summary
Kimberly Marie Foster is a registered financial advisor currently at LFA located in St. Cloud, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Alexandria, Minnesota.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kimberly has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LARAWAY INSURANCE SERVICE INC, 1219 33RD ST S, ST CLOUD, MN, 05/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 3 HR/MO, 0 HR/MO TRADING. 2) LARAWAY FINANCIAL ADVISORS INC, 1219 33RD ST S, ST CLOUD, MN, 06/2014, AS ADVISORY REP OF AN RIA, INV REL, 10 HR/MO, 0 HR/MO TRADING. 3) LARAWAY FINANCIAL ADVISORS, INC, DBA LFA, 1219 33RD ST S, ST CLOUD, MN, 01/2022, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) LARAWAY FINANCIAL ADVISORS, INC, 1219 33RD ST S, ST CLOUD, MN, 06/2014, RIA AFFILIATION OTHER THAN CIRA, NIR, 160 HR/MO, 160 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Marie Foster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2014 - Present
LFA
Office #1: 1219 - 33rd Street South, St. Cloud, MN 56301RIA
CRD#: 114674
St. Cloud, MN
Current
May 23, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 201 6th Ave East, Alexandria, MN 56308Office #2: 1219 33rd Street South, St. Cloud, MN 56301BD
CRD#: 39543
Alexandria, MN
Past
January 31, 2014 - May 23, 2014
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SAINT CLOUD, MN
Past
February 20, 2004 - May 23, 2014
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAINT CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LFA
LARAWAY FINANCIAL ADVISORS, INC. | LFA
CRD#: 114674 / SEC#: 801-63115
RIA
Registered Investment Advisory firm - (5/14/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/7/2024)
RR
Arizona(1/2/2020)
RR
Colorado(1/2/2020)
RR
Florida(1/2/2020)
RR
Iowa(1/2/2020)
RR
Minnesota(5/23/2014)
IAR
Minnesota(6/6/2014)
RR
Montana(8/1/2023)
RR
Nevada(1/2/2020)
RR
New Mexico(1/2/2020)
RR
New York(1/2/2020)
RR
North Carolina(1/3/2020)
RR
North Dakota(1/2/2020)
RR
South Carolina(1/2/2020)
RR
South Dakota(1/2/2020)
RR
Texas(1/2/2020)
RR
Washington(1/2/2020)
RR
Wisconsin(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LFA
LARAWAY FINANCIAL ADVISORS, INC. | LFA
CRD#: 114674 / SEC#: 801-63115
RIA
Registered Investment Advisory firm - (5/14/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1219 - 33rd Street South, St. Cloud, MN 56301
Mailing Address
Phone number
(320) 253-2490
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 309,222,813 |
Red Flags
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Company Information
LFA
CRD#: 114674St. Cloud, MN 56301TRUST BUT VERIFY
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