SJ
Scott R. Jensen
HARDY & HARDY CO LLC
LIMA, OH 45806
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CRD#: 3134571
SJ
Professional summary
Scott Richard Jensen is a registered financial advisor currently at HARDY & HARDY CO LLC located in Lima, Ohio and LPL FINANCIAL LLC located in Lima, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 7/2023 -Hardy & Hardy Co LLC- DBA for LPL Business (entity for LPL business) - Inv. Related- at reported business location(s) 2) 7/2023- Non-Variable Insurance - Agent selling fixed annuities - Inv. Related- Lima, OH- start date 6/1/1998- 10hrs/mth 3) 7/2023 -H&H Retirement Services - Third Party Administrator (TPA)- Owner/admistrator - Inv. Related- Lima, OH- start date 1/1/2000 - 60hrs/mth 4) 7/2023 -JENCO- Real Estate Rental- co-owner- Inv. Related- Lima, OH - start date 1/1/2010 - 1hrs/m 5) 08/08/2023 - Hardy & Hardy Co, LLC - Investment Related - At Reportable Business Location - Registered Investment Advisor Hybrid IAR - Start Date 01/01/2008 - 120 Hours Per Month 6 Hours During Trading - I provide investment advisory services through Hardy & Hardy Co, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Richard Jensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2008 - Present
HARDY & HARDY CO LLC
Office #1: 3605 Shawnee Road, Lima, OH 45806RIA
CRD#: 145088
LIMA, OH
Current
August 1, 2023 - Present
LPL FINANCIAL LLC
Office #1: 3605 Shawnee Road, Lima, OH 45806RIA
BD
CRD#: 6413
Lima, OH
Past
August 28, 2007 - December 31, 2008
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
LIMA, OH
Past
February 13, 2002 - August 2, 2023
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
LIMA, OH
Past
December 7, 1998 - February 21, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HARDY & HARDY CO LLC
HARDY & HARDY CO LLC | HARDY, BRADLEY OWEN
CRD#: 145088 / SEC#: 801-129299
RIA
Registered Investment Advisory firm - (3/29/2024 Approved)Ohio
Registered Investment Advisory firm - (4/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2023)
RR
Florida(8/1/2023)
RR
Michigan(8/1/2023)
RR
North Carolina(8/1/2023)
IAR
Ohio(8/14/2008)
RR
Ohio(8/1/2023)
RR
South Carolina(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HARDY & HARDY CO LLC
HARDY & HARDY CO LLC | HARDY, BRADLEY OWEN
CRD#: 145088 / SEC#: 801-129299
RIA
Registered Investment Advisory firm - (3/29/2024 Approved)Ohio
Registered Investment Advisory firm - (4/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3605 Shawnee Road, Lima, OH 45806
Mailing Address
Phone number
(419) 998-8955
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 251,816,694 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
