William E. Romans

FORMIDABLE ASSET MANAGEMENT

Vero Beach, FL 32960

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CRD#: 3134248

Professional summary

William Edward Romans, who also goes by Bill Romans, William Romans, is a registered financial advisor currently at FORMIDABLE ASSET MANAGEMENT, LLC located in Vero Beach, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Romans | William Romans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business : Vero Beach High School Baseball Booster Address: Vero Beach , FL Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related: No Start Date: 04/18/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Board Member-Attending Monthly meetings, supporting baseball team on various events

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Romans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2024 - Present

FORMIDABLE ASSET MANAGEMENT, LLC

Office #1: 601 21st Street Suite 300, Vero Beach, FL 32960

RIA

CRD#: 167555

Vero Beach, FL

Past

January 12, 2023 - March 18, 2024

BRM INVESTMENT MANAGEMENT LLC

RIA

CRD#: 323439

VERO BEACH, FL

Past

August 1, 2022 - September 9, 2022

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

Vero Beach, FL

Past

January 7, 1999 - May 18, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

VERO BEACH, FL

Past

December 14, 1998 - May 18, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

VERO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/25/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/11/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/28/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 9/3/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/29/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

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Contact information

Main Address

221 E. 4th Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 655-5566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORMIDABLE ASSET MANAGEMENT ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,188
AUM (Assets Under Management)	$ 876,010,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Romans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Romans's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRM INVESTMENT MANAGEMENT LLC

WEDBUSH SECURITIES INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

FORMIDABLE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/1999

SIE

Date: 10/1/2018

Series 31

Date: 6/25/2010

Series 7

Date: 12/11/1998

Series 4

Date: 1/2/2023

Series 24

Date: 11/28/2005

Series 10

Date: 9/3/2002

Series 9

Date: 7/29/2002

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORMIDABLE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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