Vincent M. Farasciano

INNOVATIVE WEALTH MANAGEMENT

Trumbull, CT

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CRD#: 3134100

Professional summary

Vincent Michael Farasciano is a registered financial advisor currently at INNOVATIVE WEALTH MANAGEMENT located in Trumbull, Connecticut.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Vincent has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA BANKERS RETIREMENT SOLUTIONS I am a licensed Insurance Agent who gets compensated when a consumer purchased an insurance policy from me 2) Owner; America's Mutual; Investment Related: No; Location: 608 Ferry Blvd Stratford, CT 06615; Description of the business: Americas's Mutual offers Life and Health Insurance.; Responsibilities Duties: Managing the day to day sales and marketing of the firm; Start date with business: 01/01/2021; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 50. 3) LegacyRx LLC; Owner; Not Investment Related; 35 Nutmeg Dr. Suite M275 Trumbull CT 06611; Description of the business: LegacyRx, LLC is a direct to consumer DIY Estate Document creation platform; Responsibilities Duties: Manage the day to day operations; Start date with business: 2025-03-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1; Website address for the organization: www.legacyrx.com.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Farasciano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2020 - Present

INNOVATIVE WEALTH MANAGEMENT

RIA

CRD#: 308965

Trumbull, CT

Past

July 1, 2016 - April 15, 2020

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Milford, CT

Past

May 26, 2016 - April 15, 2020

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

MILFORD, CT

Past

June 2, 2010 - May 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

MILFORD, CT

Past

June 1, 2010 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MILFORD, CT

Past

June 1, 2005 - May 14, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

MILFORD, CT

Past

June 1, 2005 - May 14, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

MILFORD, CT

Past

July 16, 2004 - May 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 17, 2004 - May 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HAMDEN, CT

Past

October 2, 2003 - January 8, 2004

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

May 11, 2001 - September 16, 2002

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TRUMBULL, CT

Past

March 19, 2001 - September 16, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 19, 2001 - September 16, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 19, 2000 - February 9, 2001

EWEALTH SECURITIES, INC.

CRD#: 25589

WHITE PLAINS, NY

Past

September 3, 1999 - August 1, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 3, 1998 - August 26, 1999

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/14/2020)

IAR

New York
(11/24/2021)

IAR

Pennsylvania
(5/10/2023)

IAR

Texas
(6/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2000

General Securities Principal Examination

Current Firm

INNOVATIVE WEALTH MANAGEMENT

IFG WEALTH, LLC | IWM ADVISORY, LLC | INNOVATIVE WEALTH MANAGEMENT

CRD#: 308965 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/13/2020 Approved)

New York

Registered Investment Advisory firm - (5/19/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/9/2023 Approved)

Texas

Registered Investment Advisory firm - (6/21/2021 Approved)

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Contact information

Main Address

Trumbull, CT

Mailing Address

Phone number

2036931172 EXT 700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 9,102,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent M. Farasciano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Farasciano's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AFS BROKERAGE, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

EWEALTH SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

EASTBROOK CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1999

Series 63

Date: 1/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/30/1998

Series 24

Date: 10/5/2000

Current Firm

INNOVATIVE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE WEALTH MANAGEMENT

TRUST BUT VERIFY

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