Harold A. Lowe

LOWE WEALTH ADVISORS

Columbia, MD 21045

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CRD#: 313396

Professional summary

Harold Alan Lowe, CFP® is a registered financial advisor currently at LOWE WEALTH ADVISORS, LLC located in Columbia, Maryland.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Harold has worked at 4 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRINCIPAL AND INVESTMENT ADVISER REPRESENTATIVE OF LOWE & ASSOCIATES, LTD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Alan Lowe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

November 24, 2011 - Present

LOWE WEALTH ADVISORS, LLC

Office #1: 6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

RIA

CRD#: 157906

Columbia, MD

Past

December 4, 2002 - August 10, 2011

LOWE FS

RIA

CRD#: 122214

TOWSON, MD

Past

May 9, 2002 - October 1, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COLUMBIA, MD

Past

November 19, 1996 - October 1, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COLUMBIA, MD

Past

April 2, 1971 - January 16, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/24/2011)

IAR

Texas
(10/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/30/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/1996

General Securities Principal Examination

Current Firm

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

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Contact information

Main Address

6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

Mailing Address

Phone number

(443) 766-7160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,384
AUM (Assets Under Management)	$ 460,210,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harold A. Lowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Alan Lowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOWE FS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

LOWE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/1987

Series 1

Date: 3/30/1971

Series 24

Date: 12/19/1996

Current Firm

LOWE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOWE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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