Alexander J. Corriere

EMPIRIKAL PARTNERS LLC

Evanston, WY

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CRD#: 3133873

Professional summary

Alexander Joseph Corriere, who also goes by Alex J Corriere, Alex Joseph Corriere, is a registered financial advisor currently at EMPIRIKAL PARTNERS LLC located in Evanston, Wyoming.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Alexander has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex J Corriere | Alex Joseph Corriere

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Corriere's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2020 - Present

EMPIRIKAL PARTNERS LLC

RIA

CRD#: 282691

Evanston, WY

Past

October 1, 2019 - April 24, 2020

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

Evanston, WY

Past

September 21, 2019 - April 24, 2020

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

April 4, 2019 - May 22, 2019

LINCOLN INVESTMENT

RIA

CRD#: 519

Fairmount, GA

Past

January 3, 2017 - July 12, 2019

LINCOLN INVESTMENT

CRD#: 519

Fairmount, GA

Past

March 21, 2016 - July 12, 2019

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

Fairmount, GA

Past

January 15, 2016 - January 3, 2017

LEGEND EQUITIES CORPORATION

CRD#: 30999

Fairmount, GA

Past

February 4, 2010 - December 15, 2015

FINANCIAL WEST GROUP

RIA

CRD#: 16668

Fairmount, GA

Past

February 3, 2010 - December 15, 2015

FINANCIAL WEST GROUP

CRD#: 16668

Fairmount, GA

Past

October 8, 2008 - January 28, 2010

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

ALPHARETTA, GA

Past

September 16, 2008 - January 28, 2010

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

ALPHARETTA, GA

Past

November 21, 2006 - March 15, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 14, 2004 - December 1, 2004

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

October 18, 2001 - June 24, 2002

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

September 13, 2001 - October 16, 2001

FIELD LOGAN & CO., LLC

CRD#: 44409

GREENBRAE, CA

Past

September 30, 1999 - August 31, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 10, 1999 - July 16, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 23, 1998 - December 2, 1998

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(5/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EMPIRIKAL PARTNERS LLC

EMPIRIKAL PARTNERS LLC | MONZON WEALTH

CRD#: 282691 / SEC#:

Arizona

Registered Investment Advisory firm - (9/7/2016 Approved)

California

Registered Investment Advisory firm - (6/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (7/31/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/28/2020 Approved)

Georgia

Registered Investment Advisory firm - (5/18/2022 Approved)

Maryland

Registered Investment Advisory firm - (3/4/2024 Approved)

Mississippi

Registered Investment Advisory firm - (7/31/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (7/16/2020 Approved)

New York

Registered Investment Advisory firm - (10/12/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (11/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/19/2020 Approved)

Wyoming

Registered Investment Advisory firm - (5/11/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 558-6167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 88,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander J. Corriere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Corriere's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FSC SECURITIES CORPORATION

FINANCIAL WEST GROUP

TRIAD ADVISORS LLC

FIELD LOGAN & CO., LLC

A. G. EDWARDS & SONS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2008

Series 63

Date: 6/3/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/2/1999

Series 6

Date: 10/22/1998

Current Firm

EMPIRIKAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRIKAL PARTNERS LLC

TRUST BUT VERIFY

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