Mark E. Sofge

PIEDMONT PRIVATE EQUITY

Atlanta, GA 30305

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CRD#: 3133659

Professional summary

Mark Edward Sofge, CFP® is a registered financial advisor currently at PIEDMONT PRIVATE EQUITY located in Atlanta, Georgia and CHARLESTON EQUITY PARTNERS, LLC located in Charleston, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PIEDMONT PRIVATE EQUITY LLC INVESTMENT RELATED 20 - 30 HOURS PER WEEK YUKON PROPERTY LLC, FITZMARK LLC, PIEDMONT ENERGY CONNECTION 3475 PIEDMONT ROAD, NE SUIT 1125 ATLANTA GA 30305 NON INVESTMENT RELATED. REAL ESTATE HOLDING MEMBER, SOLAR FARM DEVELOPMENT MEMBER. 15 HOURS A WEEK, DUTIES INCLUDE COLLECTING RENT AND TAXES ON PROPERTY AND REVIEW OF SOLAR PROJECTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Sofge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 19, 2018 - Present

PIEDMONT PRIVATE EQUITY

Office #1: 3475 Piedmont Road, Ne Suite 1125, Atlanta, GA 30305

RIA

CRD#: 174402

Atlanta, GA

Current

April 18, 2019 - Present

CHARLESTON EQUITY PARTNERS, LLC

Office #1: 460 King Street Suite 200, Charleston, SC 29403

RIA

CRD#: 300228

Charleston, SC

Past

May 21, 2015 - December 31, 2017

PIEDMONT PRIVATE EQUITY

RIA

CRD#: 174402

ATLANTA, GA

Past

November 4, 2002 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 24, 1998 - October 15, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/19/2018)

IAR

South Carolina
(4/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHARLESTON EQUITY PARTNERS, LLC

CRD#: 300228 / SEC#:

South Carolina

Registered Investment Advisory firm - (4/18/2019 Approved)

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Contact information

Main Address

460 King Street Suite 200, Charleston, SC 29403

Mailing Address

Phone number

(404) 496-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 8,682,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Sofge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Sofge's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIEDMONT PRIVATE EQUITY

CHARLESTON EQUITY PARTNERS, LLC

PIEDMONT PRIVATE EQUITY

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1998

Series 7

Date: 1/29/2001

Series 6

Date: 11/2/1998

Current Firm

CHARLESTON EQUITY PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHARLESTON EQUITY PARTNERS, LLC

TRUST BUT VERIFY

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