Karl G. Mattlage
Professional summary
Karl Gregory Mattlage, who also goes by Greg Mattlage, is a registered financial advisor currently at CATAMOUNT CAPITAL LLC located in Dallas, Texas.
Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Karl has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karl Gregory Mattlage's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2006 - Present
CATAMOUNT CAPITAL LLC
Office #1: 3309 Elm Street, Dallas, TX 75226July 29, 2020 - August 24, 2021
BV SECURITIES, LLC
June 21, 2013 - November 29, 2017
COLEMAN RIVER CAPITAL LLC
February 8, 2006 - June 19, 2012
CATAMOUNT CAPITAL LLC
August 15, 2003 - February 6, 2006
UBS FINANCIAL SERVICES INC.
August 15, 2003 - February 6, 2006
UBS FINANCIAL SERVICES INC.
December 7, 1998 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
December 1, 1998 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/21/2012)
(2/8/2006)
Exams
Series 7TO
Date: 7/29/2020
General Securities Representative ExaminationCurrent Firm
CATAMOUNT CAPITAL LLC
CRD#: 137652 / SEC#: 801-64952
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 30,000,000 |
Red Flags
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Company Information
CATAMOUNT CAPITAL LLC
CRD#: 137652Dallas, TX 75226TRUST BUT VERIFY
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