Donald G. Mullin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Gordon Mullin, who also goes by Donald G Mullin, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2001. Donald had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2017 - December 31, 2017
VALLEY WEALTH STRATEGIES
December 22, 2017 - November 5, 2025
VALLEY WEALTH STRATEGIES, LLC
November 29, 2017 - April 4, 2018
LPL FINANCIAL LLC
November 29, 2017 - July 6, 2021
LPL FINANCIAL LLC
November 27, 2009 - November 29, 2017
NATIONAL PLANNING CORPORATION
November 27, 2009 - November 29, 2017
NATIONAL PLANNING CORPORATION
August 13, 2008 - November 20, 2009
CETERA WEALTH SERVICES, LLC
August 13, 2008 - November 20, 2009
CETERA WEALTH SERVICES, LLC
December 6, 2005 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
December 6, 2005 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
August 30, 2004 - December 20, 2005
VALIC FINANCIAL ADVISORS, INC.
August 30, 2004 - December 20, 2005
VALIC FINANCIAL ADVISORS, INC.
November 21, 2002 - September 30, 2004
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
September 13, 2002 - September 30, 2004
ASSOCIATED SECURITIES CORP.
November 7, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
November 7, 2001 - September 18, 2002
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VALLEY WEALTH STRATEGIES
CRD#: 282275 / SEC#:
Contact information
Red Flags
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