Mark A. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Albert Robinson was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2010 - August 7, 2012
MCP SECURITIES, LLC
January 17, 2007 - August 18, 2008
INTEROCEAN SECURITIES LLC
September 15, 2003 - September 21, 2006
RBC CAPITAL MARKETS, LLC
January 3, 2003 - September 17, 2003
OPPENHEIMER & CO. INC.
March 29, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCP SECURITIES, LLC
CRD#: 152669 / SEC#: , 8-68473
Contact information
FINRA licenses (41 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
