Michael P. Ross
Professional summary
Michael Phillip Ross is a registered financial professional currently at JOSEPH CAPITAL, LLC located in San Juan, .
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Phillip Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2006 - Present
JOSEPH CAPITAL, LLC
November 24, 2005 - March 30, 2006
SOMA PARTNERS, LLC
July 30, 2002 - December 4, 2002
LEHMAN BROTHERS INC.
August 4, 2000 - May 29, 2001
BANC OF AMERICA SECURITIES LLC
October 12, 1998 - July 5, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2006)
(5/5/2014)
(4/28/2006)
(6/16/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JOSEPH CAPITAL, LLC
CRD#: 120414 / SEC#: , 8-65293
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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