Richard A. Wolfgram
Professional summary
Richard Anthony Wolfgram, who also goes by Rick Wolfgram, is a registered financial professional currently at ATLAS TECHNOLOGY GROUP LLC located in Menlo Park, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Wolfgram's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2023 - Present
ATLAS TECHNOLOGY GROUP LLC
Office #1: 1300 El Camino Real Suite 100 #47, Menlo Park, CA 94025July 5, 2022 - April 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
November 9, 2012 - April 11, 2022
TRUIST SECURITIES, INC.
June 26, 2007 - August 28, 2012
THINKEQUITY LLC
November 11, 2002 - June 15, 2007
SEVEN HILLS PARTNERS LLC
October 20, 1998 - July 26, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ATLAS TECHNOLOGY GROUP LLC
CRD#: 152828 / SEC#: , 8-68480
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATLAS TECHNOLOGY GROUP LLC
CRD#: 152828Menlo Park, CA 94025TRUST BUT VERIFY
Monitor Richard Wolfgram
Get automatic monthly alerts on:
