WK
William G. Knapp
TCFG INVESTMENT ADVISORS
Calabasas,, CA 91302
Some features on this profile are disabled
CRD#: 3132850
WK
Professional summary
William George Knapp, who also goes by Bill Knapp, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Calabasas,, California and TCFG WEALTH MANAGEMENT, LLC located in Calabasas,, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Knapp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
| Knapp Financial Advisors;DBA, 23548 Calabasas Rd, Suite 107, Calabasas, CA 91302 | | Income Tax Preparation Service, Prepare Federal and State Tax Returns, 10% time spent | | Various Insurance Companies, Agent, Life Insurance/Annuities Sales, 10% time spent | | Notary, not securities related | | TCFG Investment Advisors, LLC, Investment Related, 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677, RIA, IA Representative, 10/2017, 80 hours, RIA services | | TCFG Insurance Solutions, LLC, Non-Investment related, 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677, Agency, Agent, 10/2017, 10 hours, Insurance Sales |
CRS (Client Relationship Summary) - RIA
Click below to view William George Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2017 - Present
TCFG INVESTMENT ADVISORS, LLC
Office #1: 23548 Calabasas Rd., Ste 107, Calabasas,, CA 91302RIA
CRD#: 166606
Calabasas,, CA
Current
November 6, 2017 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 23548 Calabasas Rd., Ste 107, Calabasas,, CA 91302BD
CRD#: 164153
Calabasas,, CA
Past
June 12, 2006 - November 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
CALABASAS, CA
Past
October 5, 1999 - November 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CALABASAS, CA
Past
December 24, 1998 - October 7, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC
CRD#: 166606 / SEC#: 801-77596
RIA
Registered Investment Advisory firm - (2/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/6/2017)
IAR
Arizona(2/12/2019)
RR
California(11/6/2017)
IAR
California(11/7/2017)
IAR
Delaware(8/22/2019)
RR
Delaware(10/3/2019)
RR
Florida(1/29/2018)
RR
Idaho(11/6/2017)
IAR
Idaho(2/6/2019)
RR
Illinois(2/5/2018)
IAR
Illinois(2/6/2019)
RR
Kentucky(10/3/2022)
IAR
Kentucky(10/3/2022)
RR
Maryland(4/10/2025)
RR
Missouri(2/6/2018)
IAR
Missouri(2/6/2019)
RR
Nevada(11/6/2017)
IAR
Nevada(11/21/2017)
RR
New Jersey(11/21/2024)
RR
North Carolina(11/6/2017)
RR
Oregon(11/6/2017)
IAR
Oregon(6/3/2020)
RR
South Dakota(5/3/2019)
IAR
South Dakota(1/24/2020)
RR
Tennessee(9/11/2023)
RR
Texas(11/6/2017)
IAR
Texas(2/6/2019)
RR
Utah(11/6/2017)
IAR
Utah(2/11/2019)
RR
Virginia(10/24/2022)
IAR
Virginia(10/24/2022)
RR
Washington(11/6/2017)
RR
Wisconsin(10/25/2021)
IAR
Wisconsin(10/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC
CRD#: 166606 / SEC#: 801-77596
RIA
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Contact information
Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
