James L. Ruthsatz

JAMES RUTHSATZ PINNACLE ADVISORS LLC

SANDUSKY, OH 44870

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CRD#: 3132795

Professional summary

James Leo Ruthsatz is a registered financial advisor currently at JAMES RUTHSATZ PINNACLE ADVISORS LLC located in Sandusky, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACTIVELY INVOLVED FULL TIME AS A CPA WITH JAMES L RUTHSATZ, INC. CERTIFIED PUBLIC ACCOUNTANT, A NON-INVESTMENT RELATED CPA FIRM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Leo Ruthsatz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2005 - Present

JAMES RUTHSATZ PINNACLE ADVISORS LLC

Office #1: 411 E. Market St., Sandusky, OH 44870

RIA

CRD#: 134408

SANDUSKY, OH

Past

June 9, 1999 - January 12, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/28/2005)

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Exams

State Security Law Exam

Series 63

Date: 12/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/1999

General Securities Representative Examination

Current Firm

JAMES RUTHSATZ PINNACLE ADVISORS LLC

CRD#: 134408 / SEC#:

Ohio

Registered Investment Advisory firm - (3/25/2005 Approved)

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Contact information

Main Address

411 E. Market St., Sandusky, OH 44870

Mailing Address

Phone number

(419) 627-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Ruthsatz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Leo Ruthsatz's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAMES RUTHSATZ PINNACLE ADVISORS LLC

HOCHMAN & BAKER SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/1998

Series 7

Date: 6/8/1999

Current Firm

JAMES RUTHSATZ PINNACLE ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

JAMES RUTHSATZ PINNACLE ADVISORS LLC

TRUST BUT VERIFY

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