Michael J. Rowe

HOWARD CAPITAL MANAGEMENT

CANTON, GA

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CRD#: 3132692

Professional summary

Michael John Rowe is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT, INC. located in Canton, Georgia and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Rowe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2017 - Present

HOWARD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 118070

CANTON, GA

Current

October 4, 2023 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

July 30, 2014 - April 3, 2017

ABSOLUTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 121484

PITTSBURGH, PA

Past

December 17, 2012 - August 26, 2013

CAPRIN ASSET MANAGEMENT, LLC

RIA

CRD#: 106657

CANTON, GA

Past

September 22, 2011 - January 19, 2012

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

May 4, 2011 - September 26, 2011

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

June 16, 2010 - August 18, 2010

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

July 11, 2005 - October 9, 2009

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 20, 1998 - July 18, 2005

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

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Contact information

Main Address

1145 Hembree Rd., Roswell, GA 30076

Mailing Address

Phone number

(770) 642-4902

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT, INC. ADV BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	14,684
AUM (Assets Under Management)	$ 6,866,502,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Rowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Rowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

ABSOLUTE CAPITAL MANAGEMENT, LLC

CAPRIN ASSET MANAGEMENT, LLC

KBR CAPITAL MARKETS, LLC

CABIN SECURITIES, INC.

QUASAR DISTRIBUTORS, LLC

GUARDIAN INVESTOR SERVICES LLC

ENTERPRISE FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

HOWARD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2012

Series 63

Date: 10/15/1998

Series 7TO

Date: 10/3/2023

SIE

Date: 10/3/2023

Series 7

Date: 4/11/2002

Series 6

Date: 10/14/1998

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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