Jonathan R. Bloch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Ross Bloch, who also goes by Jon Bloch, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1998. Jonathan had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2015 - January 2, 2020
FIVE 9 SECURITIES, LLC
May 6, 2013 - March 19, 2014
CAPPELLO CAPITAL CORP.
March 12, 2012 - October 2, 2012
STONNINGTON GROUP, LLC
October 5, 2011 - October 2, 2012
STONNINGTON GROUP, LLC
October 17, 2006 - October 30, 2009
GKM NEWPORT GENERATION ADVISORS, LLC
February 9, 2000 - May 5, 2003
BMO CAPITAL MARKETS CORP.
December 10, 1998 - May 2, 2003
CHANIN CAPITAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIVE 9 SECURITIES, LLC
CRD#: 114853 / SEC#: , 8-53442
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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