PE
Pamela Estes
JANUS HENDERSON INVESTORS
Denver, CO 80206
Some features on this profile are disabled
CRD#: 3132556
PE
Professional summary
Pamela Estes, who also goes by Pamela Sue Estes, Pamela Sue Moya, is a registered financial advisor currently at JANUS HENDERSON INVESTORS located in Denver, Colorado and JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Pamela has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Sue Estes | Pamela Sue Moya
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Estes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2023 - Present
JANUS HENDERSON INVESTORS
Office #1: 151 Detroit Street, Denver, CO 80206RIA
CRD#: 104652
Denver, CO
Current
May 17, 2001 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206BD
CRD#: 28832
Denver, CO
Past
October 20, 1998 - May 15, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JANUS HENDERSON INVESTORS
JANUS | JANUS HENDERSON INVESTORS US LLC | JANUS HENDERSON INVESTORS | JANUS CAPITAL MANAGEMENT LLC | JANUS CAPITAL CORP
CRD#: 104652 / SEC#: 801-13991
RIA
Registered Investment Advisory firm - (7/1/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2001)
RR
Alaska(5/17/2001)
RR
Arizona(5/17/2001)
RR
Arkansas(5/17/2001)
RR
California(5/17/2001)
RR
Colorado(5/17/2001)
IAR
Colorado(7/3/2023)
RR
Connecticut(5/17/2001)
RR
Delaware(5/17/2001)
RR
District of Columbia(5/17/2001)
RR
Florida(5/17/2001)
RR
Georgia(5/17/2001)
RR
Hawaii(5/17/2001)
RR
Idaho(5/17/2001)
RR
Illinois(5/17/2001)
RR
Indiana(5/17/2001)
RR
Iowa(5/17/2001)
RR
Kansas(5/17/2001)
RR
Kentucky(5/17/2001)
RR
Louisiana(5/17/2001)
RR
Maine(5/17/2001)
RR
Maryland(5/17/2001)
RR
Massachusetts(5/17/2001)
RR
Michigan(5/17/2001)
RR
Minnesota(5/17/2001)
RR
Mississippi(5/17/2001)
RR
Missouri(5/17/2001)
RR
Montana(5/17/2001)
RR
Nebraska(5/17/2001)
RR
Nevada(5/17/2001)
RR
New Hampshire(5/17/2001)
RR
New Jersey(5/17/2001)
RR
New Mexico(5/17/2001)
RR
New York(5/17/2001)
RR
North Carolina(5/17/2001)
RR
North Dakota(5/17/2001)
RR
Ohio(5/17/2001)
RR
Oklahoma(5/17/2001)
RR
Oregon(5/17/2001)
RR
Pennsylvania(5/17/2001)
RR
Puerto Rico(6/19/2007)
RR
Rhode Island(5/17/2001)
RR
South Carolina(5/17/2001)
RR
South Dakota(5/17/2001)
RR
Tennessee(6/19/2007)
RR
Texas(5/17/2001)
RR
Utah(5/17/2001)
RR
Vermont(5/17/2001)
RR
Virginia(5/17/2001)
RR
Washington(5/17/2001)
RR
West Virginia(5/17/2001)
RR
Wisconsin(5/17/2001)
RR
Wyoming(5/17/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JANUS HENDERSON INVESTORS
JANUS | JANUS HENDERSON INVESTORS US LLC | JANUS HENDERSON INVESTORS | JANUS CAPITAL MANAGEMENT LLC | JANUS CAPITAL CORP
CRD#: 104652 / SEC#: 801-13991
RIA
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Contact information
Main Address
151 Detroit Street, Denver, CO 80206
Mailing Address
Phone number
(303) 333-3863
Established
Firm type
Fiscal year end
# of Employees
1,010
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,806 |
| AUM (Assets Under Management) | $ 274,673,755,365 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/06/2025 | ||
| 12/17/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
