Jerome H. Brofman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Harold Brofman, who also goes by Jerry Brofman, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1966. Jerome had worked at 7 firms and has passed the Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1998 - October 13, 1999
GLOBALNETSECURITIES CORP.
March 3, 1998 - April 15, 1998
FASCO INTERNATIONAL, INC.
May 1, 1984 - December 22, 1997
WHITEHALL SECURITIES, INC.
November 15, 1982 - April 19, 1984
REICH & CO., INC.
November 26, 1980 - October 28, 1983
SHOENBERG, HIEBER INC.
November 21, 1972 - May 22, 1975
PHILIPS, APPEL & WALDEN, INC.
December 10, 1971 - January 28, 1972
L M ROSENTHAL & CO INC
October 24, 1966 - January 13, 1972
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/29/1957
Registered Representative ExaminationCurrent Firm
GLOBALNETSECURITIES CORP.
CRD#: 42912 / SEC#: , 8-50075
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
