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Maurice J. Mcisaac

COSTON AND MCISAAC INVESTMENT ADVISERS
BAR HARBOR, ME 04609
Some features on this profile are disabled
CRD#: 3132473
MM

Professional summary


Maurice Joseph Mcisaac, who also goes by Maurice J Mcisaac, Maurice Joseph Mcisaac Cpa, Mj Mcisaac, is a registered financial advisor currently at COSTON AND MCISAAC INVESTMENT ADVISERS, LLC located in Bar Harbor, Maine and COSTON, MCISAAC & SHEA FINANCIAL ADVISORS located in Bar Harbor, Maine.

Maurice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Maurice has worked at 3 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Maurice J Mcisaac | Maurice Joseph Mcisaac Cpa | Mj Mcisaac

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. MCISAAC CURRENTLY PROVIDES SERVICES AS A CONSULTANT FOR COSTON & MCISAAC, CPA'S, AN ACCOUNTING FIRM BASED IN BAR HARBOR, MAINE. WHEN HIS CONSULTING CLIENTS ARE INTERESTED IN HAVING ASSETS MANAGED BY A LICENSED INVESTMENT ADVISER, MR. MCISAAC MAY REFER THE CLIENTS TO COSTON AND MCISAAC INVESTMENT ADVISERS, LLCS OR TO ONE OF THE FIRMS WITH WHICH COSTON AND MCISAAC INVESTMENT ADVISERS, LLCS HAS A REFERRAL RELATIONSHIP. MR. MCISAAC RECEIVES COMPENSATION FROM COSTON AND MCISAAC INVESTMENT ADVISERS, LLC FOR THE REFERRALS HE MAKES TO THE UNAFFILIATED ADVISERS TO WHICH HE REFERS CLIENTS. MR. MCISAAC ALSO SERVES AS AN INVESTMENT ADVISER OF COSTON, MCISAAC AND PARTNERS,INC. A SEPERATE AND Distinct COMPANY LOCATED IN BAR HARBOR MAINE. C&M ADVISERS IS LOCATED AT 38 RODICK STREET, SUITE A BAR HARBOR MAINE 04609 AND COSTON, MCISAAC AND PARTNERS, INC IS LOCATED AT 38 RODICK STREET, SUITE B, BAR HARBOR, MAINE 04609. ALL THREE ENTITIES ARE LOCATED IN THE SAME BUILDING IN BAR HARBOR,MAINE AND SHARE SOME FACILITIES AND PERSONNEL. MR. MCISAAC DEVOTES THE REQUIRED TIME TO ALL THREE ENTITIES, ALLOCATING TIME AMONG THE ENTITIES AS THE NEEDS OF EACH BUSINESS REQUIRE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Maurice Joseph Mcisaac's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 27, 2002 - Present

COSTON AND MCISAAC INVESTMENT ADVISERS, LLC

Office #1: 38 Rodick Street-suite A, Bar Harbor, ME 04609Office #2: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
RIA
CRD#: 109730
BAR HARBOR, ME
Current

June 24, 2015 - Present

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

Office #1: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
RIA
CRD#: 194515
BAR HARBOR, ME
Past

November 17, 1999 - December 31, 2000

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA
Registered Investment Advisory firm - (5/26/2015 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/27/2002)
IAR
Massachusetts
(6/24/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/5/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA
Registered Investment Advisory firm - (5/26/2015 Approved)
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Contact information


Main Address
38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
Mailing Address
Phone number
(207) 288-4747
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JUNE 18, 2025 BROCHURE (6/23/2025)

Regulatory assets under management


Total Number of Accounts1,513
AUM (Assets Under Management)$ 405,676,340

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

CRD#: 194515Bar Harbor, ME 04609

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