MM
Maurice J. Mcisaac
COSTON AND MCISAAC INVESTMENT ADVISERS
BAR HARBOR, ME 04609
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CRD#: 3132473
MM
Professional summary
Maurice Joseph Mcisaac, who also goes by Maurice J Mcisaac, Maurice Joseph Mcisaac Cpa, Mj Mcisaac, is a registered financial advisor currently at COSTON AND MCISAAC INVESTMENT ADVISERS, LLC located in Bar Harbor, Maine and COSTON, MCISAAC & SHEA FINANCIAL ADVISORS located in Bar Harbor, Maine.
Maurice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Maurice has worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maurice J Mcisaac | Maurice Joseph Mcisaac Cpa | Mj Mcisaac
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. MCISAAC CURRENTLY PROVIDES SERVICES AS A CONSULTANT FOR COSTON & MCISAAC, CPA'S, AN ACCOUNTING FIRM BASED IN BAR HARBOR, MAINE. WHEN HIS CONSULTING CLIENTS ARE INTERESTED IN HAVING ASSETS MANAGED BY A LICENSED INVESTMENT ADVISER, MR. MCISAAC MAY REFER THE CLIENTS TO COSTON AND MCISAAC INVESTMENT ADVISERS, LLCS OR TO ONE OF THE FIRMS WITH WHICH COSTON AND MCISAAC INVESTMENT ADVISERS, LLCS HAS A REFERRAL RELATIONSHIP. MR. MCISAAC RECEIVES COMPENSATION FROM COSTON AND MCISAAC INVESTMENT ADVISERS, LLC FOR THE REFERRALS HE MAKES TO THE UNAFFILIATED ADVISERS TO WHICH HE REFERS CLIENTS.
MR. MCISAAC ALSO SERVES AS AN INVESTMENT ADVISER OF COSTON, MCISAAC AND PARTNERS,INC. A SEPERATE AND Distinct COMPANY LOCATED IN BAR HARBOR MAINE. C&M ADVISERS IS LOCATED AT 38 RODICK STREET, SUITE A BAR HARBOR MAINE 04609 AND COSTON, MCISAAC AND PARTNERS, INC IS LOCATED AT 38 RODICK STREET, SUITE B, BAR HARBOR, MAINE 04609. ALL THREE ENTITIES ARE LOCATED IN THE SAME BUILDING IN BAR HARBOR,MAINE AND SHARE SOME FACILITIES AND PERSONNEL. MR. MCISAAC DEVOTES THE REQUIRED TIME TO ALL THREE ENTITIES, ALLOCATING TIME AMONG THE ENTITIES AS THE NEEDS OF EACH BUSINESS REQUIRE.
CRS (Client Relationship Summary) - RIA
Click below to view Maurice Joseph Mcisaac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2002 - Present
COSTON AND MCISAAC INVESTMENT ADVISERS, LLC
Office #1: 38 Rodick Street-suite A, Bar Harbor, ME 04609Office #2: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806RIA
CRD#: 109730
BAR HARBOR, ME
Current
June 24, 2015 - Present
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
Office #1: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806RIA
CRD#: 194515
BAR HARBOR, ME
Past
November 17, 1999 - December 31, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.
CRD#: 194515 / SEC#: 801-96330
RIA
Registered Investment Advisory firm - (5/26/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(9/27/2002)
IAR
Massachusetts(6/24/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.
CRD#: 194515 / SEC#: 801-96330
RIA
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Contact information
Main Address
38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
Mailing Address
Phone number
(207) 288-4747
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,513 |
| AUM (Assets Under Management) | $ 405,676,340 |
Red Flags
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Company Information
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
CRD#: 194515Bar Harbor, ME 04609TRUST BUT VERIFY
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