Robert J. Herman

GFP PRIVATE WEALTH

Cincinnati, OH

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CRD#: 3132466

Professional summary

Robert Joseph Herman is a registered financial advisor currently at GFP PRIVATE WEALTH located in Cincinnati, Ohio and BULL HARBOR CAPITAL LLC. located in Cincinnati, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chief Investment Officer for Logix, a wholly owned subsidiary of GFP. Chairman of Bull Harbor Capital, an affiliate of GFP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Herman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2009 - Present

GFP PRIVATE WEALTH

Office #2: 9380 Montgomery Road 2nd Floor, Cincinnati, OH 45242

RIA

CRD#: 110031

Cincinnati, OH

Current

July 18, 2024 - Present

BULL HARBOR CAPITAL LLC.

Office #1: 9380 Montgomery Road 2nd Floor, Cincinnati, OH 45242Office #2: 1801 E Ninth Street Suite 1600, Cleveland, OH 44114

RIA

CRD#: 324995

CINCINNATI, OH

Current

July 22, 2024 - Present

LOGIX INVESTMENTS LLC

Office #1: 9380 Montgomery Road 2nd Floor, Cincinnati, OH 45242Office #3: 1300 East Ninth Street Suite 1900, Cleveland, OH 44114

RIA

CRD#: 288382

CINCINNATI, OH

Past

February 12, 2004 - September 29, 2006

LOGIX INVESTMENT MANAGEMENT

RIA

CRD#: 119113

CLEVELAND, OH

Past

June 3, 2003 - December 16, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 20, 1998 - February 25, 2000

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFP PRIVATE WEALTH

CRD#: 110031 / SEC#: 801-56552

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(7/23/2024)

IAR

Ohio
(11/23/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1998

General Securities Representative Examination

Current Firm

GFP PRIVATE WEALTH

CRD#: 110031 / SEC#: 801-56552

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

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Contact information

Main Address

1300 East Ninth Street Suite 1900, Cleveland, OH 44114

Mailing Address

Phone number

(833) 309-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.08.14 GFP ADV PART 2A (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,658
AUM (Assets Under Management)	$ 1,347,911,649

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
10/26/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Herman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Herman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULL HARBOR CAPITAL LLC.

LOGIX INVESTMENTS LLC

LOGIX INVESTMENT MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

GFP PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2003

Series 63

Date: 8/26/1999

Series 7

Date: 10/19/1998

Current Firm

GFP PRIVATE WEALTH

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GFP PRIVATE WEALTH

TRUST BUT VERIFY

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