William C. Lovell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Cecil Lovell JR was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1973. William had worked at 11 firms and has passed the Series 63, Series 3, Series 5, PC, Series 1, Series 27, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - December 31, 2008
LOVELL INCORPORATED
September 8, 1989 - December 17, 2012
LOVELL INCORPORATED
December 3, 1987 - September 8, 1989
H. L. CAMP & COMPANY, INC.
July 10, 1980 - February 10, 1988
PRUDENTIAL EQUITY GROUP, LLC
October 27, 1977 - August 8, 1980
J.C. BRADFORD & CO.
September 16, 1977 - December 19, 1977
PRUDENTIAL EQUITY GROUP, LLC
February 23, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
February 18, 1976 - March 7, 1977
W. N. ESTES & COMPANY, INC.
May 12, 1975 - December 11, 1976
MID-AMERICA INVESTMENTS, INC.
December 18, 1974 - June 2, 1975
HI SECURITIES, INC.
June 1, 1973 - December 27, 1974
AMERICAN EXPRESS FINANCIAL CORPORATION
June 1, 1973 - December 27, 1974
AMERIPRISE FINANCIAL SERVICES, LLC
June 1, 1973 - December 27, 1974
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/12/1982
Interest Rate Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 5/22/1973
Registered Representative ExaminationCurrent Firm
LOVELL INCORPORATED
CRD#: 24516 / SEC#: , 8-41215
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOVELL, WILLIAM CECIL JR | PRESIDENT / CHIEF COMPLIANCE OFFICER | 313246 |
| LOVELL, CAROL, ANN | CORPORATE SECRETARY |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
