William Cecil Lovell Jr
Professional Summary
William Cecil Lovell JR was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 1973 - 2008. William had worked at 11 firms and has passed the Series 63, Series 3, Series 5, PC, Series 1, Series 27, Series 24, Series 4 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
LOVELL INCORPORATED
Contact Information
Established
Tennessee since 03/27/1989Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOVELL, WILLIAM CECIL JR | PRESIDENT / CHIEF COMPLIANCE OFFICER | 313246 |
| LOVELL, CAROL, ANN | CORPORATE SECRETARY | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1982PC — AMEX Put and Call Exam
Passed Jun 1977Series 1 — Registered Representative Examination
Passed May 1973Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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