Susanne Howarth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susanne Howarth MS., who also goes by Susanne Bubernak Ms., Susanne Howarth, was a registered financial professional .
Susanne is a previously registered financial professional and started their career in finance in 1998. Susanne had worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2014 - April 6, 2015
MTGCII
May 12, 2008 - April 2, 2013
VALLEY FORGE ASSET MANAGEMENT, LLC
March 18, 2008 - April 2, 2013
VALLEY FORGE ASSET MANAGEMENT, LLC
June 28, 1999 - June 12, 2000
FIRST MONTAUK SECURITIES CORP.
October 20, 1998 - June 14, 1999
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MTGCII
CRD#: 165582 / SEC#:
Contact information
Red Flags
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