Kinchau Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kinchau Chan, who also goes by Kinchau Antonius Chan, was a registered financial professional .
Kinchau is a previously registered financial professional and started their career in finance in 1998. Kinchau had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2000 - January 15, 2016
ABACUS INTERNATIONAL CAPITAL CORP.
October 21, 1999 - November 1, 1999
UNIVEST SECURITIES, LLC
October 28, 1998 - March 12, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABACUS INTERNATIONAL CAPITAL CORP.
CRD#: 32119 / SEC#: , 8-46418
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABACUS FEDERAL SAVINGS BANK | PARENT | |
| SONG, ROBERT MICHAEL | FINOP | 2917509 |
| SUNG, JILL | VICE PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 2761361 |
| SUNG, THOMAS CC | CHAIRMAN, CEO, PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, ROP | 2338031 |
| SUNG, VERA | DIRECTOR | 2415260 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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