Clayton G. Kohl

SUNSAGE CAPITAL MANAGEMENT

Grapevine, TX 76051-6754

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CRD#: 3132201

Professional summary

Clayton Gaines Kohl is a registered financial advisor currently at SUNSAGE CAPITAL MANAGEMENT located in Grapevine, Texas.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Clayton has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Gaines Kohl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2006 - Present

SUNSAGE CAPITAL MANAGEMENT

Office #1: 4400 State Hwy 360, Grapevine, TX 76051-6754

RIA

CRD#: 140332

Grapevine, TX

Past

December 7, 1998 - January 10, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/3/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/5/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

Current Firm

SUNSAGE CAPITAL MANAGEMENT

SUNSAGE CAPITAL MANAGEMENT | SUNSAGE CAPITAL, LLC

CRD#: 140332 / SEC#: 801-66592

RIA

Registered Investment Advisory firm - (7/30/2012 Terminated)

Texas

Registered Investment Advisory firm - (7/24/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4400 State Hwy 360, Grapevine, TX 76051-6754

Mailing Address

Phone number

(214) 989-7710

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 45,405,362

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Clayton G. Kohl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Gaines Kohl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNSAGE CAPITAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2006

Series 63

Date: 12/8/1998

Series 3

Date: 4/5/1999

Series 7

Date: 12/1/1998

Current Firm

SUNSAGE CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUNSAGE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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