Eric D. Nelson

SERVO WEALTH MANAGEMENT LLC

Oklahoma City, OK 73116

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CRD#: 3132084

Professional summary

Eric Daniel Nelson is a registered financial advisor currently at SERVO WEALTH MANAGEMENT LLC located in Oklahoma City, Oklahoma.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Eric has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Daniel Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2012 - Present

SERVO WEALTH MANAGEMENT LLC

Office #1: 1000 W Wilshire Ste 315, Oklahoma City, OK 73116

RIA

CRD#: 159367

Oklahoma City, OK

Past

February 23, 2009 - January 13, 2012

EQUIUS PARTNERS, INC.

RIA

CRD#: 110450

NOVATO, CA

Past

March 7, 2008 - February 6, 2009

EXENCIAL WEALTH ADVISORS

RIA

CRD#: 130475

OKLAHOMA CITY, OK

Past

August 29, 2002 - December 21, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

OKLAHOMA CITY, OK

Past

August 27, 2002 - December 21, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

OKLAHOMA CITY, OK

Past

October 7, 1999 - July 12, 2002

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

November 20, 1998 - October 11, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SERVO WEALTH MANAGEMENT LLC

SERVO PORTFOLIO MANAGEMENT | SERVO WEALTH MANAGEMENT LLC | SERVO PORTFOLIO MANAGEMENT LLC

CRD#: 159367 / SEC#: 801-130949

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (2/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(2/23/2012)

IAR

Texas
(1/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2002

General Securities Principal Examination

Current Firm

SERVO WEALTH MANAGEMENT LLC

SERVO PORTFOLIO MANAGEMENT | SERVO WEALTH MANAGEMENT LLC | SERVO PORTFOLIO MANAGEMENT LLC

CRD#: 159367 / SEC#: 801-130949

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (2/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2025 Terminated)

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Contact information

Main Address

1000 W Wilshire Ste 315, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 384-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/16/2025)

Regulatory assets under management

Total Number of Accounts	307
AUM (Assets Under Management)	$ 149,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric D. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Daniel Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUIUS PARTNERS, INC.

EXENCIAL WEALTH ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

M&T SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SERVO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1998

Series 63

Date: 11/24/1998

Series 7

Date: 11/12/1998

Series 24

Date: 6/18/2002

Current Firm

SERVO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SERVO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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