Ronald V. D'haeseleer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Valere D'haeseleer JR, who also goes by Ronald V D'haeseleer, Ronald V Dhaeseleer, Ronald Valere Dhaeseleer Jr, Ronald Valere Dhaeseleer, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1999. Ronald had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - November 23, 2015
NATIONWIDE SECURITIES, LLC
December 22, 2010 - July 6, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 2010 - July 6, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 2009 - October 11, 2010
MORGAN STANLEY
September 22, 2009 - October 11, 2010
MORGAN STANLEY
February 28, 2005 - October 17, 2007
G1 EXECUTION SERVICES, LLC
September 3, 2002 - March 8, 2005
E*TRADE SECURITIES LLC
December 20, 2001 - September 3, 2002
E*TRADE CLEARING LLC
September 7, 1999 - June 7, 2000
BANC OF AMERICA SECURITIES LLC
May 25, 1999 - August 17, 1999
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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