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JO

Joshua H. Oh

NI ADVISORS
Ellicott City, MD 21042
CRD#: 3131833
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JO
Joshua Hyangjea OhNI ADVISORS

Professional summary


Joshua Hyangjea Oh, who also goes by Hyang Jea Oh, Hyangjea Oh, Joshua Oh, is a registered financial professional currently at NI ADVISORS located in Ellicott City, Maryland.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 4 firms and has passed the SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hyang Jea Oh | Hyangjea Oh | Joshua Oh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Hyangjea Oh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2026 - Present

NI ADVISORS

Office #1: 3277 Pine Orchard Ln Suite 2, Ellicott City, MD 21042
RIA
BD
CRD#: 134502
Ellicott City, MD
Past

March 25, 2017 - August 18, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
McLean, VA
Past

December 21, 1998 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
FALLS CHURCH, VA
Past

December 21, 1998 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FALLS CHURCH, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


NA
NI ADVISORS
NI ADVISORS

CRD#: 134502 / SEC#: , 8-66841

California
Registered Investment Advisory firm - SEC (5/23/2012 Approved)
Colorado
Registered Investment Advisory firm - SEC (7/29/2022 Approved)
Florida
Registered Investment Advisory firm - SEC (4/9/2024 Approved)
Massachusetts
Registered Investment Advisory firm - SEC (1/4/2023 Approved)
New Jersey
Registered Investment Advisory firm - SEC (1/11/2023 Approved)
Rhode Island
Registered Investment Advisory firm - SEC (2/11/2022 Approved)
Texas
Registered Investment Advisory firm - SEC (2/25/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
1138 Cadillac Court, Milpitas, CA 95035-3058
Mailing Address
1138 Cadillac Court, Milpitas, CA 95035
Phone number
(510) 306-7777
Established
California since 01/01/2005
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
16

FINRA licenses (34 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GOY, SUIHOCKPRESIDENT, CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER2821380
POSTREL, HELENE BERSONFINOP2240945

Regulatory assets under management


Total Number of Accounts7
AUM (Assets Under Management)$ 3,560,000

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NI ADVISORS

CRD#: 134502Ellicott City, MD 21042

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