R. L. Lawrence

OSAIC WEALTH

Provo, UT 84604

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CRD#: 3131753

Professional summary

R. L Lawrence, who also goes by Robert Larry Lawrence, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Provo, Utah.

R. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. R. has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Larry Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) R LARRY LAWRENCE POSITION: agent NATURE: insurance sales, life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2005 ADDRESS: 3585 north university ave, suite 275, Provo UT 84604, United States; DESCRIPTION: sell insurance 2) LAWRENCE INVESTMENTS LLC POSITION: owner NATURE: office leasing, investment related INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2005 ADDRESS: 3585 north university Ave, suite 275, Provo UT 84604, United States DESCRIPTION: work investing funds, managing employees, recruiting new business 3) CHURCH AND LAWRENCE LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: 1049 east 590 South, Orem UT 84604, United States DESCRIPTION: raise beef cattle, feed them brand them, 4) LAWRENCE WEALTH MANAGEMENT POSITION: Corporate Officer NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2018 ADDRESS: 3585 N University Ave, Suite 275, Provo UT 84604, United States DESCRIPTION: President; offering securities and investment advisory services. 5) DARBY MONTANA RESORT LLC POSITION: partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2021 ADDRESS: 195 orr loop road, darby MT 59829, United States DESCRIPTION: Purchase price is $1,225,000.00 equal ownership by Dr. Brad Boswell, client Shaylin Peck, and myselfWe are each investing $200,000.00 and obtaining a $800,000.00 business real estate loan. The extra investment cash will be used to refurbish the 7000 sq foot property 6) USATF FOUNDATION POSITION: Member of the Board of Director NATURE: Usatf foundation supports track and field teams and athletes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2025 ADDRESS: d.t.moore & Company, 217 n lincoln ave., Salem OH 44460, United States DESCRIPTION: Meet with the board twice a year and provide valuable input on track and field teams and athletes 7)LAWRENCE WEALTH MANAGEMENT POSITION: owner NATURE: this is our dba but the auditor somehow told us we needed to list it as a oba INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/30/2019 ADDRESS: 5314 north river run drive, suite, provo UT 84604, United States DESCRIPTION: this is our dba

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R. L Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view R. L Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 5314 River Run Drive Suite 300, Provo, UT 84604

RIA

CRD#: 23131

Provo, UT

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 5314 River Run Drive Suite 300, Provo, UT 84604

RIA

CRD#: 23131

Provo, UT

Past

December 21, 2018 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PROVO, UT

Past

December 21, 2018 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

PROVO, UT

Past

October 3, 2005 - December 21, 2018

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PROVO, UT

Past

September 19, 2005 - December 21, 2018

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PROVO, UT

Past

August 5, 2002 - September 1, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PROVO, UT

Past

July 29, 2002 - September 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 30, 1999 - August 5, 2002

PIPER SANDLER & CO.

RIA

CRD#: 665

SALT LAKE CITY, UT

Past

January 5, 1999 - August 5, 2002

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/1/2023)

Alaska
(9/1/2023)

Arizona
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

Florida
(9/1/2023)

IAR

Florida
(9/12/2024)

Georgia
(9/1/2023)

Hawaii
(9/1/2023)

Idaho
(9/1/2023)

Illinois
(9/1/2023)

Indiana
(9/1/2023)

Kansas
(9/1/2023)

Kentucky
(9/1/2023)

Louisiana
(9/1/2023)

Maine
(10/5/2023)

Maryland
(9/1/2023)

Massachusetts
(10/7/2025)

Missouri
(9/1/2023)

Montana
(9/1/2023)

Nebraska
(9/1/2023)

Nevada
(9/1/2023)

New Jersey
(9/1/2023)

New Mexico
(9/1/2023)

New York
(9/1/2023)

North Carolina
(9/1/2023)

North Dakota
(9/1/2023)

Ohio
(9/1/2023)

Oklahoma
(9/1/2023)

Oregon
(9/1/2023)

Pennsylvania
(9/1/2023)

South Carolina
(9/7/2023)

IAR

South Carolina
(9/8/2023)

South Dakota
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(9/1/2023)

Utah
(9/1/2023)

IAR

Utah
(9/1/2023)

Virginia
(9/1/2023)

Washington
(9/1/2023)

Wyoming
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/24/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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R. L. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R. L Lawrence's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view R. L Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/1998

Series 63

Date: 12/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1998

Series 51

Date: 8/24/2007

Series 24

Date: 7/19/2007

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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