Joshua S. Siegel
Professional summary
Joshua Stuart Siegel is a registered financial professional currently at STONECASTLE SECURITIES, LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1999. Joshua has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Stuart Siegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2007 - Present
STONECASTLE SECURITIES, LLC
Office #1: 152 West 57th Street 52nd Floor, New York, NY 10019November 14, 2003 - December 2, 2004
NBC CAPITAL MARKETS GROUP, INC.
July 8, 1999 - July 7, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STONECASTLE SECURITIES, LLC
CRD#: 131211 / SEC#: , 8-66434
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
Red Flags
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