Brian S. Pearson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Pearson was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2001 - August 31, 2012
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
January 13, 2000 - February 26, 2001
INDUSTRY SAVINGS PLANS, INC.
April 14, 1999 - January 5, 2000
AC FINANCIAL, INC.
December 24, 1998 - April 6, 1999
AMERICAN CLASSIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
CRD#: 104237 / SEC#: , 8-52699
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRONCOSO, ARTHUR BONIFICIO JR | CCO/CHEIF COMPLIANCE OFFICER | 2922193 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
