Terrence Randel Babe

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

GOLDMAN SACHS WEALTH SERVICES, L.P.Current·CRD# 106693

RIA

1301 W. Lake Long Road Suite 360, Troy, MI 48098

February 23, 2018 - Present

GOLDMAN SACHS & CO. LLCCurrent·CRD# 361

RIA

BD

1301 W. Long Lake Rd. Suite 360, Troy, MI 48098

January 4, 2021 - Present

Past

MERCER ALLIED COMPANY, L.P.Past·CRD# 37404

BD

Troy, MI

February 23, 2018 - January 4, 2021

GOLDMAN SACHS & CO. LLCPast·CRD# 361

BD

New York, NY

May 27, 2009 - February 26, 2018

THINKEQUITY LLCPast·CRD# 44274

RIA

Chicago, IL

July 11, 2005 - May 7, 2008

THINKEQUITY LLCPast·CRD# 44274

BD

Chicago, IL

July 11, 2005 - May 7, 2008

ZACKS INVESTMENT MANAGEMENT, INC.Past·CRD# 110897

RIA

Chicago, IL

May 18, 2001 - June 30, 2005

LBMZ SECURITIES, INC.Past·CRD# 7874

BD

Chicago, IL

November 29, 1999 - April 12, 2005

DWS DISTRIBUTORS, INC.Past·CRD# 37306

BD

Chicago, IL

April 16, 1999 - June 25, 1999

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

GS

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - SEC (12/9/1994 Approved)

Contact Information

Main Address

100 Coliseum Drive, Cohoes, NY 12047

Mailing Address

P.o. Box 15201, Albany, NY 12212

Phone Number

(518) 886-4000

# of Employees

1,923

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

36,184

AUM (Assets Under Management)

$31,688,347,042

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2026	Cover Page	Report
10/24/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of a residential real estate investment property in Charlevoix, MI. Organization is not primarily engaged in investment-related activities. Start Date: January 6th, 2025. One hour per month. Duties include managing the rental property.

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - SEC (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/4/2021)

RR

Alaska
(1/4/2021)

RR

Arizona
(1/4/2021)

RR

Arkansas
(1/4/2021)

RR

California
(1/4/2021)

RR

Colorado
(1/4/2021)

RR

Connecticut
(1/4/2021)

RR

Delaware
(1/4/2021)

RR

District of Columbia
(1/4/2021)

RR

Florida
(1/5/2021)

RR

Georgia
(1/4/2021)

RR

Hawaii
(1/4/2021)

RR

Idaho
(1/4/2021)

RR

Illinois
(1/4/2021)

RR

Indiana
(1/4/2021)

RR

Iowa
(1/4/2021)

RR

Kansas
(1/4/2021)

RR

Kentucky
(1/4/2021)

RR

Louisiana
(1/4/2021)

RR

Maine
(1/4/2021)

RR

Maryland
(1/4/2021)

RR

Massachusetts
(1/4/2021)

IAR

Michigan
(2/23/2018)

RR

Michigan
(1/4/2021)

RR

Minnesota
(1/4/2021)

RR

Mississippi
(1/4/2021)

RR

Missouri
(1/4/2021)

RR

Montana
(1/4/2021)

RR

Nebraska
(1/4/2021)

RR

Nevada
(1/4/2021)

RR

New Hampshire
(1/4/2021)

RR

New Jersey
(1/4/2021)

RR

New Mexico
(1/4/2021)

RR

New York
(1/4/2021)

RR

North Carolina
(1/4/2021)

RR

North Dakota
(1/4/2021)

RR

Ohio
(1/4/2021)

RR

Oklahoma
(1/4/2021)

RR

Oregon
(1/4/2021)

RR

Pennsylvania
(1/4/2021)

RR

Puerto Rico
(1/4/2021)

RR

Rhode Island
(1/4/2021)

RR

South Carolina
(1/4/2021)

RR

South Dakota
(1/4/2021)

RR

Tennessee
(1/4/2021)

RR

Texas
(1/4/2021)

RR

Utah
(1/4/2021)

RR

Vermont
(1/4/2021)

RR

Virgin Islands
(1/4/2021)

RR

Virginia
(1/4/2021)

RR

Washington
(1/4/2021)

RR

West Virginia
(1/4/2021)

RR

Wisconsin
(1/4/2021)

RR

Wyoming
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1999About the Series 6 exam

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Randel Babe's CRS (Customer Relationship Summary).

Similar Advisors

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#

LPL ENTERPRISE, LLC

TROY, MI · CRD#

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

PFS INVESTMENTS INC.

TROY, MI · CRD#