Sean A. Fox
Professional summary
Sean Andrew Fox is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Brooklyn, Ohio.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Andrew Fox's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2015 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144May 3, 2005 - January 9, 2013
E*TRADE SECURITIES LLC
June 16, 2003 - April 21, 2005
LASALLE ST SECURITIES, L.L.C.
December 14, 2001 - March 12, 2003
LASALLE ST SECURITIES, L.L.C.
November 10, 1999 - July 16, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 11, 1999 - September 28, 1999
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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