AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PS

Peter L. Svach

FORESIDE FUND SERVICES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 3131591
PS

Professional summary

Peter Lloyd Svach, who also goes by Peter L Svach, Peter Svach, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Chicago, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter L Svach | Peter Svach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Lloyd Svach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 222 West Adams Street Suite 1880, Chicago, IL 60606
BD
CRD#: 46106
Chicago, IL
Past

August 25, 2023 - January 10, 2025

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

January 3, 2022 - September 13, 2023

ICAPITAL SECURITIES, LLC

BD
CRD#: 171061
NEW YORK, NY
Past

July 16, 2020 - November 29, 2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
Shelton, CT
Past

January 15, 2016 - June 29, 2020

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

October 8, 2009 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK CITY, NY
Past

March 23, 2007 - October 14, 2009

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA
Past

August 16, 2006 - March 21, 2007

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
OAKBROOK TERRACE, IL
Past

September 20, 2005 - July 21, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
OAKBROOK TERRACE, IL
Past

May 19, 2005 - July 27, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

May 19, 2005 - July 27, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

September 17, 1999 - December 5, 2003

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

February 12, 1999 - September 28, 1999

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/13/2025)
RR
Alaska
(2/13/2025)
RR
Arizona
(2/13/2025)
RR
Arkansas
(2/13/2025)
RR
California
(2/13/2025)
RR
Colorado
(2/13/2025)
RR
Connecticut
(2/13/2025)
RR
Delaware
(2/13/2025)
RR
District of Columbia
(2/13/2025)
RR
Florida
(2/13/2025)
RR
Georgia
(2/13/2025)
RR
Hawaii
(2/13/2025)
RR
Idaho
(2/13/2025)
RR
Illinois
(2/13/2025)
RR
Indiana
(2/13/2025)
RR
Iowa
(2/13/2025)
RR
Kansas
(2/13/2025)
RR
Kentucky
(2/13/2025)
RR
Louisiana
(2/13/2025)
RR
Maine
(2/13/2025)
RR
Maryland
(2/13/2025)
RR
Massachusetts
(2/13/2025)
RR
Michigan
(2/13/2025)
RR
Minnesota
(2/13/2025)
RR
Mississippi
(2/13/2025)
RR
Missouri
(2/13/2025)
RR
Montana
(2/18/2025)
RR
Nebraska
(2/13/2025)
RR
Nevada
(2/13/2025)
RR
New Hampshire
(2/13/2025)
RR
New Jersey
(2/13/2025)
RR
New Mexico
(2/13/2025)
RR
New York
(2/13/2025)
RR
North Carolina
(2/13/2025)
RR
North Dakota
(2/13/2025)
RR
Ohio
(2/13/2025)
RR
Oklahoma
(2/13/2025)
RR
Oregon
(2/13/2025)
RR
Pennsylvania
(2/13/2025)
RR
Rhode Island
(2/13/2025)
RR
South Carolina
(2/13/2025)
RR
South Dakota
(2/13/2025)
RR
Tennessee
(2/13/2025)
RR
Texas
(2/13/2025)
RR
Utah
(2/13/2025)
RR
Vermont
(2/13/2025)
RR
Virginia
(2/13/2025)
RR
Washington
(2/13/2025)
RR
West Virginia
(2/13/2025)
RR
Wisconsin
(2/13/2025)
RR
Wyoming
(2/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/26/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/11/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Chicago, IL 60606

TRUST BUT VERIFY

Monitor Peter Svach

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.