Todd M. Freund

FREUND & CO INVESTMENT ADVISORS, L.C.

ST. LOUIS, MO 63141

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CRD#: 3131463

Professional summary

Todd Michael Freund is a registered financial advisor currently at FREUND & CO INVESTMENT ADVISORS, L.C. located in St. Louis, Missouri.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Todd has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TODD M. FREUND, ATTORNEY AT LAW NON-INVESTMENT RELATED 749 HAWK RUN DR. O'FALLON, MO 63366 LAW PRACTICE ATTORNEY STARTED 9/1997 120 HOURS/MONTH, 40 HOURS PER MONTH DURING TRADING HOURS GENERAL PRACTICE OF LAW

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Freund's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2004 - Present

FREUND & CO INVESTMENT ADVISORS, L.C.

Office #1: 530 Maryville Centre Dr. Suite 210, St. Louis, MO 63141

RIA

CRD#: 109464

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/3/2005)

IAR

Missouri
(3/22/2004)

IAR

Texas
(11/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2004

Uniform Investment Adviser Law Examination

Current Firm

FREUND & CO INVESTMENT ADVISORS, L.C.

CRD#: 109464 / SEC#: 801-58094

RIA

Registered Investment Advisory firm - (9/21/2004 Terminated)

Illinois

Registered Investment Advisory firm - (1/3/2005 Approved)

Louisiana

Registered Investment Advisory firm - (8/12/2005 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2004 Approved)

Texas

Registered Investment Advisory firm - (11/4/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

390 S. Woods Mill Rd. Suite 240, Chesterfield, MO 63017

Mailing Address

Phone number

(314) 726-3399

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 24,100,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd M. Freund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Freund's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREUND & CO INVESTMENT ADVISORS, L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2004

Current Firm

FREUND & CO INVESTMENT ADVISORS, L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FREUND & CO INVESTMENT ADVISORS, L.C.

TRUST BUT VERIFY

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