PD
Paul A. Dyer
OPTIVISE ADVISORY SERVICES LLC
Hampden, ME 04444
Some features on this profile are disabled
CRD#: 3131390
PD
Professional summary
Paul Allan Dyer is a registered financial advisor currently at OPTIVISE ADVISORY SERVICES LLC located in Hampden, Maine.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 7 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LEGACY INSURANCE AND FINANCIAL ADVISORS - INVESTMENT RELATED - 15 PHILLIP'S RD. GLENBURN MAINE SUITE C -INSURANCE - OWNER - 1/9/1999 - 0 HOURS DEVOTED PER MONTH - PASSIVE INVESTOR. Paul IS NOT RECEIVING ANY INCOME FROM THIS BUSINESS. HE IS AN OWNER, BUT ONLY RECEIVES RENTAL INCOME AND UTILITY PAYMENTS FROM THE FIRM. NOT OTHER INCOME RECEIVED
US TAX CENTERS OF BANGOR - NON INVESTMENT RELATED - 15 PHILLIPS RD SUITE A - TAX PREP - OWNER - 11/5/2008 - 15 HOURS DEVOTED PER MONTH OFF SEASON - 30 HOURS DEVOTED PER MONTH DURING TAX SEASON - 15 HOURS DEVOTED PER MONTH DURING TRADING HOURS - TAX INTAKES & HIRING.
UNITED CLOUD PARTNER SERVICES - NON INVESTMENT RELATED - 15 PHILLIPS RD. SUITE B - IT AND MARKETING - OWNER - 7/14/2009 - 20-40 HOURS DEVOTED PER MONTH - 20 HOURS DEVOTED PER MONTH DURING TRADING HOURS - IT TRAINING AND SYSTEMS USE TRAINING.
REAL4RENT - NON INVESTMENT RELATED - 15 PHILLIPS RD.GLENBURN MAINE SUITE C - REAL ESTATE RENTALS -OWNER2002 - 0 HOURS DEVOTED PER MONTH -PASSIVE INVESTOR.
MASTER MENTORS LLC -NON INVESTMENT RELATED - 15 PHILLIPS RD. GLENBURN MAINE SUITE C - BUSINESS CONSULTING - OWNER - 1996 - 5 HOURS DEVOTED PER MONTH - BUSINESS CONSULTING -
SECURE CLOUD SERVICE CORPORATION - NON INVESTMENT RELATED - P. O. BOX 265 PATTEN ME. 04765 (HAPPY ACRE RD) - SECURE IT - 25% OWNER - 3/22/2010 - 10 HOURS DEVOTED PER MONTH - PASSIVE INVESTOR.
LEGACY CHARITIES - NON INVESTMENT RELATED - 15 PHILLIPS RD SUITE E - GIVING MONEY TO CHARITIES - FOUNDER/VOLUNTEER - 2005 - 2 HOURS DEVOTED PER MONTH - HELPING 501CS RAISE SMALL DONATIONS FROM ROAD RACES AND TEA PARTIES.
Rent4Real Real Estate, Owner - 01/2001-Present (a property management company. He receives compensation from rent paid on the properties.) Non-investment related
Scuba Dive Guys, Owner - 01/2017-Present (a water diving service company. He received compensation for services rendered.) Non-investment related
Air Attic, Owner - 01/2000-Present (a food vendor and service company. He receives compensation for services rendered.) Non investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Allan Dyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2021 - Present
OPTIVISE ADVISORY SERVICES LLC
Office #1: 43 Western Ave, Hampden, ME 04444RIA
CRD#: 301764
Hampden, ME
Past
October 23, 2019 - December 31, 2020
OPTIVISE ADVISORY SERVICES LLC
RIA
CRD#: 301764
Hampden, ME
Past
March 15, 2018 - June 10, 2019
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
Glenburn, ME
Past
November 23, 2015 - August 16, 2018
COPPELL ADVISORY SOLUTIONS LLC
RIA
CRD#: 156549
GLENBURN, ME
Past
March 7, 2007 - October 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
BANGOR, ME
Past
December 14, 2004 - October 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
BANGOR, ME
Past
October 12, 2001 - December 15, 2004
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
July 25, 2000 - October 8, 2001
GREAT PINE INVESTMENTS LLC
BD
CRD#: 31538
MIAMI, FL
Past
November 20, 1998 - September 10, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT
CRD#: 301764 / SEC#: 801-115232
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(4/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 11/9/2004
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT
CRD#: 301764 / SEC#: 801-115232
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
109 Holiday Ct Suite A6, Franklin, TN 37067
Mailing Address
Phone number
(855) 378-1806
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,761 |
| AUM (Assets Under Management) | $ 267,384,088 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OPTIVISE ADVISORY SERVICES LLC
CRD#: 301764Hampden, ME 04444TRUST BUT VERIFY
Monitor Paul Dyer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
