Marcus D. Theriault
Professional summary
Marcus David Theriault, CFP®, who also goes by Mark Theriault, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Marcus has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marcus David Theriault's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
March 29, 2019 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 740 Battery Ave, Atlanta, GA 30339March 17, 2011 - December 31, 2017
GFO ADVISORY SERVICES, LLC
July 6, 2004 - November 7, 2005
J.P. TURNER & COMPANY, L.L.C.
March 20, 1999 - July 2, 2003
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2019)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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