Jason A. Casmay

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CRD#: 3131117

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Alexander Casmay was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 18, 2007 - January 6, 2015

AST INVESTMENT SERVICES, INC.

RIA

CRD#: 108897

SHELTON, CT

Past

July 18, 2007 - January 6, 2015

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

DRESHER, PA

Past

March 2, 2007 - June 26, 2007

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

October 12, 2005 - April 13, 2006

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

PHILADELPHIA, PA

Past

September 20, 2002 - April 13, 2006

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

December 12, 2001 - September 3, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 26, 2001 - August 27, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 27, 1999 - October 19, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AST INVESTMENT SERVICES, INC.

AMERICAN SKANDIA INVESTMENT SERVICES, INC. | AST INVESTMENT SERVICES, INC.

CRD#: 108897 / SEC#: 801-40532

RIA

Registered Investment Advisory firm - (1/10/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/16/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2004

General Securities Principal Examination

Current Firm

AST INVESTMENT SERVICES, INC.

AMERICAN SKANDIA INVESTMENT SERVICES, INC. | AST INVESTMENT SERVICES, INC.

CRD#: 108897 / SEC#: 801-40532

RIA

Registered Investment Advisory firm - (1/10/1992 Approved)

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Contact information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 93,541,799,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Casmay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

WYNSTON HILL CAPITAL, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

AST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2005

Series 63

Date: 1/29/2000

SIE

Date: 1/6/2015

Series 7

Date: 7/22/2003

Series 6

Date: 9/16/1999

Series 24

Date: 12/22/2004

Current Firm

AST INVESTMENT SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

AST INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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