Thaddeus J. Popek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thaddeus John Popek, who also goes by Ted Popek, was a registered financial professional .
Thaddeus is a previously registered financial professional and started their career in finance in 1999. Thaddeus had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2006 - October 18, 2021
PARADIGM MANAGEMENT SERVICES CORP.
August 8, 2002 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 1, 1999 - August 31, 2001
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
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Exams
Current Firm
PARADIGM MANAGEMENT SERVICES CORP.
CRD#: 139927 / SEC#:
Contact information
Red Flags
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