Jeffrey J. Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey James Hawkins, who also goes by Jeff Hawkins, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2025 - June 30, 2026
BA SECURITIES, LLC
January 18, 2022 - November 27, 2024
CC SECURITIES, LLC
October 3, 2019 - August 30, 2021
HFF SECURITIES L.P.
December 7, 2016 - January 11, 2022
JONES LANG LASALLE SECURITIES, LLC
February 2, 2016 - November 29, 2016
RCX CAPITAL GROUP, LLC
June 27, 2013 - January 26, 2016
GROWTH CAPITAL SERVICES, INC.
February 21, 2011 - July 29, 2011
EDGEROCK BD LLC
April 16, 2008 - February 20, 2009
BOURNEBRIDGE SECURITIES LLC
May 31, 2000 - March 3, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 1998 - May 23, 2000
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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