Mark J. Eisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Jonathan Eisner, who also goes by Mark Jonathan Eisner, Mark J Eisner, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2016 - June 16, 2017
VIRTU AMERICAS LLC
April 22, 2013 - June 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2010 - April 30, 2013
MORGAN STANLEY & CO. LLC
January 7, 2008 - June 30, 2010
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 4, 2000 - February 6, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
