Richard A. Goodrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Arthur Goodrow was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1998. Richard had worked at 1 firm and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1998 - February 11, 2022
BTS SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BTS SECURITIES CORPORATION
CRD#: 8328 / SEC#: , 8-26818
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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