Sean C. Campbell

CAMPBELL DEEGAN FINANCIAL

Richmond, VA 23235

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CRD#: 3130454

Professional summary

Sean Colin Campbell, who also goes by Sean C Campbell, is a registered financial advisor currently at CAMPBELL DEEGAN FINANCIAL located in Richmond, Virginia.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean C Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Campbell Deegan Financial, LLC-Investment related-8730 Stony Point Parkway, Suite 100, Richmond, VA, 23235 -Investments-Managing partner-2/17/2017-40 hrs/week-100% during trading hrs-Financial advisor providing advice and guidance on investment related manners, asset allocation and also financial planning. Partner in charge of managing the RIA business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Colin Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2018 - Present

CAMPBELL DEEGAN FINANCIAL

Office #1: 8730 Stony Point Pkwy Suite 100, Richmond, VA 23235

RIA

CRD#: 293020

Richmond, VA

Past

February 17, 2017 - June 18, 2018

CAMPBELL DEEGAN FINANCIAL, LLC

RIA

CRD#: 286640

RICHMOND, VA

Past

February 17, 2017 - July 16, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Richmond, VA

Past

June 1, 1999 - February 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RICHMOND, VA

Past

November 10, 1998 - February 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMPBELL DEEGAN FINANCIAL

CAMPBELL DEEGAN FINANCIAL | CAMPBELL DEEGAN WEALTH MANAGEMENT, LLC

CRD#: 293020 / SEC#: 801-112661

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/2/2025)

IAR

Virginia
(5/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1998

General Securities Representative Examination

Current Firm

CAMPBELL DEEGAN FINANCIAL

CAMPBELL DEEGAN FINANCIAL | CAMPBELL DEEGAN WEALTH MANAGEMENT, LLC

CRD#: 293020 / SEC#: 801-112661

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

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Contact information

Main Address

8730 Stony Point Parkway Suite 100, Richmond, VA 23235

Mailing Address

Phone number

(804) 913-1114

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAMPBELL DEEGAN PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,760
AUM (Assets Under Management)	$ 653,593,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean C. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Colin Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMPBELL DEEGAN FINANCIAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAMPBELL DEEGAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1998

Current Firm

CAMPBELL DEEGAN FINANCIAL

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMPBELL DEEGAN FINANCIAL

TRUST BUT VERIFY

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