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TJ

T Michael M. Johnson

BLUE OWL SECURITIES
New York, NY 10152
Some features on this profile are disabled
CRD#: 3130435
TJ

Professional summary

T Michael M Johnson, who also goes by T Michael M Johnson, Tmichael Johnson, Thomas Michael Johnson, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.

T Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. T Michael has worked at 4 firms and has passed the Series 63, Series 7TO, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

T Michael M Johnson | Tmichael Johnson | Thomas Michael Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view T Michael M Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2024 - Present

BLUE OWL SECURITIES

Office #1: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
New York, NY
Past

November 12, 2021 - January 5, 2022

TCG CAPITAL MARKETS L.L.C.

BD
CRD#: 291767
NEW YORK, NY
Past

May 24, 2010 - June 2, 2017

PLUS SECURITIES LLC

BD
CRD#: 138299
NEW YORK, NY
Past

July 4, 2005 - August 18, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 12, 1998 - March 2, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/26/2024)
RR
Alaska
(12/2/2024)
RR
Arizona
(12/4/2024)
RR
Arkansas
(12/10/2024)
RR
California
(11/26/2024)
RR
Colorado
(11/27/2024)
RR
Connecticut
(11/26/2024)
RR
Delaware
(12/9/2024)
RR
District of Columbia
(12/2/2024)
RR
Florida
(12/2/2024)
RR
Georgia
(11/27/2024)
RR
Hawaii
(11/27/2024)
RR
Idaho
(11/26/2024)
RR
Illinois
(11/27/2024)
RR
Indiana
(11/26/2024)
RR
Iowa
(12/2/2024)
RR
Kansas
(11/26/2024)
RR
Kentucky
(12/10/2024)
RR
Louisiana
(12/6/2024)
RR
Maine
(11/26/2024)
RR
Maryland
(12/12/2024)
RR
Massachusetts
(11/26/2024)
RR
Michigan
(12/2/2024)
RR
Minnesota
(12/2/2024)
RR
Mississippi
(11/27/2024)
RR
Missouri
(11/26/2024)
RR
Montana
(11/27/2024)
RR
Nebraska
(11/26/2024)
RR
Nevada
(11/26/2024)
RR
New Hampshire
(12/2/2024)
RR
New Jersey
(12/2/2024)
RR
New Mexico
(12/1/2024)
RR
New York
(12/3/2024)
RR
North Carolina
(12/2/2024)
RR
North Dakota
(12/2/2024)
RR
Ohio
(11/26/2024)
RR
Oklahoma
(12/2/2024)
RR
Oregon
(11/27/2024)
RR
Pennsylvania
(11/27/2024)
RR
Puerto Rico
(12/5/2024)
RR
Rhode Island
(11/27/2024)
RR
South Carolina
(12/2/2024)
RR
South Dakota
(11/26/2024)
RR
Tennessee
(11/27/2024)
RR
Texas
(11/28/2024)
RR
Utah
(11/27/2024)
RR
Vermont
(11/26/2024)
RR
Virginia
(12/5/2024)
RR
Washington
(12/4/2024)
RR
West Virginia
(12/5/2024)
RR
Wisconsin
(12/5/2024)
RR
Wyoming
(11/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 3/28/2013
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250New York, NY 10152

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