Eric J. Seifert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jay Seifert, who also goes by Seif Seifert, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1998. Eric had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2010 - March 31, 2015
MCBARRON CAPITAL LLC
July 25, 2007 - October 22, 2010
INTERMERCHANT SECURITIES LLC
February 26, 2007 - August 23, 2007
ANDREW GARRETT INC.
October 20, 2000 - February 28, 2007
S.W. BACH & COMPANY
September 30, 1998 - November 14, 2000
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCBARRON CAPITAL LLC
CRD#: 131431 / SEC#: , 8-66460
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
