Aldo N. Marchena
Professional summary
Aldo Nestor Marchena was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aldo is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Aldo had worked at 8 firms, which includes ACHIEVE CAPITAL LLC, NORTHEAST ASSET MANAGEMENT LLC, NORTHEAST SECURITIES LLC, KOVACK ADVISORS INC., KOVACK SECURITIES INC., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2014 - December 31, 2017
ACHIEVE CAPITAL, LLC
October 29, 2010 - April 4, 2014
NORTHEAST ASSET MANAGEMENT LLC
October 1, 2010 - April 4, 2014
NORTHEAST SECURITIES, LLC
October 14, 2008 - October 1, 2010
KOVACK ADVISORS, INC.
October 7, 2008 - October 1, 2010
KOVACK SECURITIES INC.
July 1, 2003 - October 20, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - October 20, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 28, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 28, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 27, 1999 - September 19, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ACHIEVE CAPITAL, LLC
CRD#: 171120 / SEC#:
Contact information
Red Flags
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