Erica L. Coogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erica Lane Coogan, CFP®, who also goes by Erica Lane Heinrich, was a registered financial professional .
Erica is a previously registered financial professional and started their career in finance in 1998. Erica had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2005 - September 30, 2020
MOSS ADAMS SECURITIES & INSURANCE LLC
October 31, 2005 - December 5, 2005
OSAIC SERVICES, INC.
October 3, 2002 - February 29, 2024
MOSS ADAMS WEALTH ADVISORS LLC
December 1, 1998 - October 31, 2005
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MOSS ADAMS SECURITIES & INSURANCE LLC
CRD#: 114950 / SEC#: , 8-53450
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
