Jerrod K. Dawson

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CRD#: 3130157

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerrod K Dawson, who also goes by Jerrod K Dawson, Jerrod Keith Dawson, was a registered financial professional .

Jerrod is a previously registered financial professional and started their career in finance in 1998. Jerrod had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 4 exams.

Biography

Jerrod Dawson is a Senior Investment Strategist at Mercer Advisors. In this role, he directly supports advisor teams and High Net Worth and Ultra High Net Worth families in the areas of investment strategy, advice, and portfolio implementation.

Jerrod joined Mercer Advisors though the Quest Capital Management acquisition at the end of 2021. At Quest, Jerrod was the Chief Investment Officer for 9 years.

Mr. Dawson has worked in the financial services industry since 1998 and holds the Chartered Financial Analyst® designation. Prior to joining Mercer Advisors, Jerrod managed a long-only dividend strategy for a commercial bank, a $1 billion fund-of-funds portfolio, and $700 million in trust assets. Jerrod’s experience also includes multiple buy-side and sell-side equity analysis roles covering various market sectors. Throughout his career in asset management, he has worked closely with HNW/UHNW families.

Jerrod is a member of the Dallas Association of Securities Analysts and the volunteers at The Storehouse of Collin County; Seven Loaves Pantry. He has a Bachelor of Business Administration from University of Oklahoma and a Masters of Business Administration from Oklahoma City University where he graduated Cum Laude.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerrod K Dawson | Jerrod Keith Dawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 21, 2022 - December 11, 2024

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Dallas, TX

Past

July 25, 2013 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

June 6, 2013 - March 22, 2022

QUEST CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114690

DALLAS, TX

Past

March 9, 2000 - July 2, 2001

AMERI-FIRST SECURITIES CORPORATION

CRD#: 45289

DALLAS, TX

Past

December 2, 1998 - January 6, 2000

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2013

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 4/5/2000

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 4

Date: 9/15/2000

Registered Options Principal Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

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Contact information

xxxxx@xxxx.xxx

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Jerrod K. Dawson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

QUEST CAPITAL MANAGEMENT, INC.

AMERI-FIRST SECURITIES CORPORATION

PENSON FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2013

Series 63

Date: 1/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2013

Series 55

Date: 4/5/2000

Series 4

Date: 9/15/2000

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

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