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MH

Michael Lee Hardin

CFP®
CRD# 3130101·Registered 1998 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Lee Hardin, CFP® was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2025. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

28 years registered in the securities industry

Current & Past Employments

Past

EAGLE STRATEGIES LLCPast·CRD# 110826
RIA
New Orleans, LA
July 20, 2007 - December 11, 2025
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
New Orleans, LA
March 28, 2007 - December 11, 2025
FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641
RIA
Orange Park, FL
February 8, 2007 - February 20, 2007
FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641
BD
Orange Park, FL
February 7, 2007 - February 20, 2007
FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641
RIA
Jacksonville Beach, FL
August 1, 2005 - February 6, 2007
FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641
BD
Jacksonville Beach, FL
December 4, 1998 - February 6, 2007
FIRST COMMAND BANKPast·CRD# 128851
RIA
Fort Worth, TX
April 12, 2004 - September 14, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641
RIA
Jacksonville Beach, FL
April 12, 2002 - April 12, 2004

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Rental Property; I purchased a house for my daughter to live in during college. She is renting out 2 rooms to friends and rental income will be offsetting the mortgage payment; 807 Clear Springs Drive, Auburn, Alabama 36830 is the address of the rental property; Start Date 06/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1998About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2010About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2001About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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